Laura Adams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
Ninfa Saunders M.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour Liebman E.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
J. John Sperzel
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
490,000 |
490,000
|
-
|
|
-
|
Restricted Stock Units |
Giffin Brett A.
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
180,000 |
180,000
|
-
|
|
-
|
Restricted Stock Units |
David Elsbree B.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Units |
M. John Sprague
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
180,000 |
180,000
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
190,000 |
190,000
|
-
|
|
-
|
Restricted Stock Units |
M. John Sprague
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
180,000 |
180,000
|
-
|
|
-
|
Restricted Stock Units |
Gibbs Michael Terrence
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
190,000 |
190,000
|
-
|
|
-
|
Restricted Stock Units |
Brett A. Giffin
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
180,000 |
180,000
|
-
|
|
-
|
Restricted Stock Units |
John Cumming W.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
35,000 |
35,000
|
-
|
|
-
|
Restricted Stock Units |
Sperzel John J.
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2024 |
490,000 |
490,000
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Sale of securities on an exchange or to another person at price $ 2.42 per share. |
13 Sep 2024 |
55 |
23
(0%)
|
0%
|
2.4 |
133
|
Common Stock |
John J. Sperzel
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2024 |
67 |
400
(0%)
|
0%
|
|
-
|
Common Stock |
Terrence Michael Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2024 |
29 |
0
|
-
|
|
-
|
Restricted Stock Units |
M. John Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2024 |
29 |
0
|
-
|
|
-
|
Restricted Stock Units |
Terrence Michael Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2024 |
29 |
135
(0%)
|
0%
|
|
-
|
Common Stock |
John Sprague M.
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2024 |
29 |
141
(0%)
|
0%
|
|
-
|
Common Stock |
John J. Sperzel
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2024 |
67 |
0
|
-
|
|
-
|
Restricted Stock Units |
A. Giffin Brett
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
13 |
13
|
-
|
|
-
|
Restricted Stock Units |
J. Sperzel John
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2024 |
160 |
333
(0%)
|
0%
|
|
-
|
Common Stock |
Giffin Brett A.
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2024 |
13 |
77
(0%)
|
0%
|
|
-
|
Common Stock |
Gibbs Terrence Michael
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2024 |
40 |
40
|
-
|
|
-
|
Restricted Stock Units |
John Sperzel J.
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2024 |
160 |
160
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2024 |
40 |
106
(0%)
|
0%
|
|
-
|
Common Stock |
M. John Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2024 |
40 |
112
(0%)
|
0%
|
|
-
|
Common Stock |
John Sprague M.
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
40 |
40
|
-
|
|
-
|
Restricted Stock Units |
Toft Robin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2024 |
6,369 |
6,369
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2023 |
454 |
0
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2023 |
454 |
3,472
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 0.48 per share. |
28 Mar 2023 |
239 |
6,612
(0%)
|
0%
|
0.5 |
115
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Mar 2023 |
334 |
6,851
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Mar 2023 |
334 |
0
|
-
|
|
-
|
Restricted Stock Units |
John J. Sperzel
|
Director, Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
16,000 |
20,435
(0%)
|
0%
|
|
-
|
Common Stock |
John J. Sperzel
|
Director, Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 0.59 per share. |
20 Feb 2023 |
2,898 |
17,329
(0%)
|
0%
|
0.6 |
1,710
|
Common Stock |
John J. Sperzel
|
Director, Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
6,667 |
6,667
|
-
|
|
-
|
Restricted Stock Units |
John J. Sperzel
|
Director, Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 0.65 per share. |
20 Feb 2023 |
6,875 |
13,560
(0%)
|
0%
|
0.7 |
4,469
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
2,914 |
8,102
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 0.59 per share. |
20 Feb 2023 |
1,585 |
6,517
(0%)
|
0%
|
0.6 |
935
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
4,000 |
8,000
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
2,914 |
2,914
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
4,000 |
7,333
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 0.65 per share. |
20 Feb 2023 |
2,145 |
5,188
(0%)
|
0%
|
0.6 |
1,394
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 0.65 per share. |
20 Feb 2023 |
1,545 |
5,502
(0%)
|
0%
|
0.6 |
1,004
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 0.59 per share. |
20 Feb 2023 |
1,148 |
7,268
(0%)
|
0%
|
0.6 |
677
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
4,000 |
8,000
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
2,914 |
2,914
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
4,000 |
7,047
(0%)
|
0%
|
|
-
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
2,914 |
8,416
(0%)
|
0%
|
|
-
|
Common Stock |
Brett A. Giffin
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
1,333 |
1,378
(0%)
|
0%
|
|
-
|
Common Stock |
Brett A. Giffin
|
Chief Commercial Officer |
Sale of securities on an exchange or to another person at price $ 0.65 per share. |
20 Feb 2023 |
537 |
841
(0%)
|
0%
|
0.6 |
349
|
Common Stock |
Brett A. Giffin
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
1,333 |
2,667
|
-
|
|
-
|
Restricted Stock Units |
John J. Sperzel
|
Director, Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
16,000 |
32,000
|
-
|
|
-
|
Restricted Stock Units |
John J. Sperzel
|
Director, Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2023 |
6,667 |
20,227
(0%)
|
0%
|
|
-
|
Common Stock |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
1,550 |
0
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
1,550 |
4,568
(0%)
|
0%
|
|
-
|
Common Stock |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
454 |
5,022
(0%)
|
0%
|
|
-
|
Common Stock |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
454 |
0
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
1,550 |
0
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
454 |
5,022
(0%)
|
0%
|
|
-
|
Common Stock |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
1,550 |
4,568
(0%)
|
0%
|
|
-
|
Common Stock |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2023 |
454 |
0
|
-
|
|
-
|
Restricted Stock Units |
Brett A. Giffin
|
Chief Commercial Officer |
Sale of securities on an exchange or to another person at price $ 1.79 per share. |
08 Nov 2022 |
1,292 |
2,253
(0%)
|
0%
|
1.8 |
2,317
|
Common Stock |
Brett A. Giffin
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Nov 2022 |
3,333 |
6,667
|
-
|
|
-
|
Restricted Stock Units |
Brett A. Giffin
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Nov 2022 |
3,333 |
3,545
(0%)
|
0%
|
|
-
|
Common Stock |
Laura Adams
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Oct 2022 |
732 |
732
(0%)
|
0%
|
|
-
|
Common Stock |
Laura Adams
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Oct 2022 |
732 |
1,464
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2022 |
115,000 |
115,000
|
-
|
|
-
|
Restricted Stock Units |
John W. Cumming
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2022 |
130,000 |
130,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2022 |
115,000 |
115,000
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2022 |
115,000 |
115,000
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2022 |
115,000 |
115,000
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2022 |
115,000 |
115,000
|
-
|
|
-
|
Restricted Stock Units |
Laura Adams
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Oct 2022 |
115,000 |
115,000
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2022 |
22,727 |
22,727
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2022 |
22,727 |
150,936
(0%)
|
0%
|
|
-
|
Common Stock |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2022 |
22,727 |
150,936
(0%)
|
0%
|
|
-
|
Common Stock |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2022 |
22,727 |
22,727
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2022 |
22,727 |
150,936
(0%)
|
0%
|
|
-
|
Common Stock |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2022 |
22,727 |
22,727
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
0
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
276,205
(0%)
|
0%
|
|
-
|
Common Stock |
John W. Cumming
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
81,967 |
132,819
(0%)
|
0%
|
|
-
|
Common Stock |
John W. Cumming
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
81,967 |
0
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
235,121
(0%)
|
0%
|
|
-
|
Common Stock |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
0
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
128,209
(0%)
|
0%
|
|
-
|
Common Stock |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
0
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
0
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
128,209
(0%)
|
0%
|
|
-
|
Common Stock |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
0
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2022 |
73,224 |
128,209
(0%)
|
0%
|
|
-
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 0.48 per share. |
08 Apr 2022 |
10,000 |
152,350
(0%)
|
0%
|
0.5 |
4,767
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Purchase of securities on an exchange or from another person at price $ 0.50 per share. |
08 Apr 2022 |
12,951 |
181,944
(0%)
|
0%
|
0.5 |
6,476
|
Common Stock |
Brett A. Giffin
|
Chief Commercial Officer |
Purchase of securities on an exchange or from another person at price $ 0.49 per share. |
08 Apr 2022 |
10,600 |
10,600
(0%)
|
0%
|
0.5 |
5,183
|
Common Stock |
John J. Sperzel
|
Director, Chairman, CEO, and President |
Purchase of securities on an exchange or from another person at price $ 0.50 per share. |
07 Apr 2022 |
30,000 |
221,773
(0%)
|
0%
|
0.5 |
15,000
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Purchase of securities on an exchange or from another person at price $ 0.49 per share. |
07 Apr 2022 |
10,000 |
166,651
(0%)
|
0%
|
0.5 |
4,900
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Mar 2022 |
16,666 |
16,667
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Mar 2022 |
16,666 |
165,441
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.44 per share. |
24 Mar 2022 |
8,790 |
156,651
(0%)
|
0%
|
0.4 |
3,876
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2022 |
21,666 |
21,667
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2022 |
21,666 |
180,421
(0%)
|
0%
|
|
-
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.36 per share. |
14 Mar 2022 |
11,428 |
168,993
(0%)
|
0%
|
0.4 |
4,160
|
Common Stock |
Brett A. Giffin
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Feb 2022 |
500,000 |
500,000
|
-
|
|
-
|
Restricted Stock Units |
John J. Sperzel
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
333,333 |
333,333
(0%)
|
0%
|
|
-
|
Common Stock |
John J. Sperzel
|
Director, See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
333,333 |
666,667
|
-
|
|
-
|
Restricted Stock Units |
John J. Sperzel
|
Director, See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.45 per share. |
24 Feb 2022 |
141,560 |
191,773
(0%)
|
0%
|
0.4 |
63,532
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.45 per share. |
24 Feb 2022 |
76,867 |
148,775
(0%)
|
0%
|
0.4 |
34,498
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
145,719 |
291,439
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
145,719 |
225,642
(0%)
|
0%
|
|
-
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.45 per share. |
24 Feb 2022 |
55,008 |
142,350
(0%)
|
0%
|
0.4 |
24,688
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
145,719 |
197,358
(0%)
|
0%
|
|
-
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
145,719 |
291,439
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.45 per share. |
24 Feb 2022 |
88,878 |
158,755
(0%)
|
0%
|
0.4 |
39,888
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
168,488 |
336,976
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Feb 2022 |
168,488 |
247,633
(0%)
|
0%
|
|
-
|
Common Stock |
John J. Sperzel
|
Director, See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2022 |
2,400,000 |
2,400,000
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2022 |
10,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2022 |
10,000 |
85,198
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.47 per share. |
20 Feb 2022 |
5,275 |
79,923
(0%)
|
0%
|
0.5 |
2,458
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2022 |
600,000 |
600,000
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2022 |
10,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2022 |
600,000 |
600,000
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.47 per share. |
20 Feb 2022 |
3,775 |
51,639
(0%)
|
0%
|
0.5 |
1,759
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2022 |
10,000 |
55,414
(0%)
|
0%
|
|
-
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.47 per share. |
20 Feb 2022 |
5,275 |
79,145
(0%)
|
0%
|
0.5 |
2,458
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2022 |
10,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2022 |
600,000 |
600,000
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Feb 2022 |
10,000 |
84,420
(0%)
|
0%
|
|
-
|
Common Stock |
Aparna Ahuja
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2022 |
600,000 |
600,000
|
-
|
|
-
|
Restricted Stock Units |
Brett A. Giffin
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2022 |
200,000 |
200,000
|
-
|
|
-
|
Restricted Stock Units |
Aparna Ahuja
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.48 per share. |
06 Jan 2022 |
61,988 |
107,611
(0%)
|
0%
|
0.5 |
29,754
|
Common Stock |
Aparna Ahuja
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Jan 2022 |
153,664 |
169,599
(0%)
|
0%
|
|
-
|
Common Stock |
Aparna Ahuja
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Jan 2022 |
153,664 |
307,328
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
202,981
(0%)
|
0%
|
|
-
|
Common Stock |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
0
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2022 |
77,519 |
77,519
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
161,897
(0%)
|
0%
|
|
-
|
Common Stock |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
0
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
54,985
(0%)
|
0%
|
|
-
|
Common Stock |
Thierry Bernard
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2022 |
77,519 |
77,519
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
0
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2022 |
77,519 |
77,519
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
0
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
0
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
54,985
(0%)
|
0%
|
|
-
|
Common Stock |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2022 |
32,258 |
54,985
(0%)
|
0%
|
|
-
|
Common Stock |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2021 |
22,727 |
22,727
(0%)
|
0%
|
|
-
|
Common Stock |
Thierry Bernard
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2021 |
22,727 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2021 |
22,727 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2021 |
22,727 |
22,727
(0%)
|
0%
|
|
-
|
Common Stock |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2021 |
22,727 |
22,727
(0%)
|
0%
|
|
-
|
Common Stock |
Robin Toft
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2021 |
22,727 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
John W. Cumming
|
Director |
Sale of securities on an exchange or to another person at price $ 1.16 per share. |
01 Jul 2021 |
18,182 |
50,852
(0%)
|
0%
|
1.2 |
21,091
|
Common Stock |
John McDonough
|
Director |
Sale of securities on an exchange or to another person at price $ 1.16 per share. |
01 Jul 2021 |
18,182 |
516,386
(1%)
|
0%
|
1.2 |
21,091
|
Common Stock |
David B. Elsbree
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2021 |
73,224 |
73,224
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
170,723
(0%)
|
0%
|
|
-
|
Common Stock |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
John W. Cumming
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
69,034
(0%)
|
0%
|
|
-
|
Common Stock |
John W. Cumming
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2021 |
81,967 |
81,967
|
-
|
|
-
|
Restricted Stock Units |
John W. Cumming
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2021 |
73,224 |
73,224
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
129,639
(0%)
|
0%
|
|
-
|
Common Stock |
John McDonough
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2021 |
81,967 |
81,967
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
534,568
(1%)
|
0%
|
|
-
|
Common Stock |
John McDonough
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jun 2021 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2021 |
73,224 |
73,224
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2021 |
73,224 |
73,224
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2021 |
73,224 |
73,224
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Mar 2021 |
16,667 |
33,333
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 1.56 per share. |
24 Mar 2021 |
8,758 |
73,256
(0%)
|
0%
|
1.6 |
13,662
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Mar 2021 |
16,667 |
82,014
(0%)
|
0%
|
|
-
|
Common Stock |
Anthony Pare
|
Chief Commercial Officer |
Sale of securities on an exchange or to another person at price $ 1.84 per share. |
17 Mar 2021 |
9,620 |
31,612
(0%)
|
0%
|
1.8 |
17,701
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 1.86 per share. |
17 Mar 2021 |
12,494 |
74,420
(0%)
|
0%
|
1.9 |
23,239
|
Common Stock |
Anthony Pare
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2021 |
17,500 |
35,000
|
-
|
|
-
|
Restricted Stock Units |
Anthony Pare
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2021 |
17,500 |
41,232
(0%)
|
0%
|
|
-
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2021 |
21,667 |
43,333
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2021 |
21,667 |
86,914
(0%)
|
0%
|
|
-
|
Common Stock |
Anthony Pare
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Feb 2021 |
505,464 |
505,464
|
-
|
|
-
|
Restricted Stock Units |
John J. Sperzel
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Feb 2021 |
1,000,000 |
1,000,000
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Feb 2021 |
437,158 |
437,158
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Feb 2021 |
437,158 |
437,158
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Feb 2021 |
505,464 |
505,464
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2021 |
10,000 |
72,627
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2021 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 2.06 per share. |
21 Feb 2021 |
7,280 |
65,347
(0%)
|
0%
|
2.1 |
14,997
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 2.04 per share. |
21 Feb 2021 |
5,250 |
35,485
(0%)
|
0%
|
2.0 |
10,710
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2021 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2021 |
10,000 |
40,735
(0%)
|
0%
|
|
-
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2021 |
10,000 |
72,527
(0%)
|
0%
|
|
-
|
Common Stock |
Alec Barclay
|
Chief Operations Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2021 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 2.06 per share. |
21 Feb 2021 |
7,280 |
65,247
(0%)
|
0%
|
2.1 |
14,997
|
Common Stock |
Aparna Ahuja
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2021 |
460,992 |
460,992
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2021 |
34,188 |
125,269
(0%)
|
0%
|
|
-
|
Common Stock |
David B. Elsbree
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2021 |
34,188 |
34,188
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
32,258 |
32,258
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2021 |
34,188 |
34,188
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
32,258 |
32,258
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2021 |
34,188 |
84,185
(0%)
|
0%
|
|
-
|
Common Stock |
Thierry Bernard
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
32,258 |
32,258
|
-
|
|
-
|
Restricted Stock Units |
Ninfa M. Saunders
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
32,258 |
32,258
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
32,258 |
32,258
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2020 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
John W. Cumming
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2020 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2020 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2020 |
45,454 |
45,454
|
-
|
|
-
|
Restricted Stock Units |
Thierry Bernard
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2020 |
68,181 |
68,181
|
-
|
|
-
|
Restricted Stock Units |
Ninfa Saunders
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2020 |
68,181 |
68,181
|
-
|
|
-
|
Restricted Stock Units |
Robin Toft
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2020 |
68,181 |
68,181
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Mar 2020 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Mar 2020 |
50,000 |
50,000
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2020 |
90,000 |
90,000
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2020 |
180,000 |
180,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alec Barclay
|
SVP, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2020 |
130,000 |
130,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alec Barclay
|
SVP, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Mar 2020 |
65,000 |
65,000
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
74,802
(0%)
|
0%
|
|
-
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.82 per share. |
21 Feb 2020 |
5,808 |
68,994
(0%)
|
0%
|
0.8 |
4,763
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
66,587
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 0.82 per share. |
21 Feb 2020 |
5,808 |
60,779
(0%)
|
0%
|
0.8 |
4,763
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 0.82 per share. |
21 Feb 2020 |
4,166 |
22,222
(0%)
|
0%
|
0.8 |
3,416
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
26,388
(0%)
|
0%
|
|
-
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
SVP, Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
52,102
(0%)
|
0%
|
|
-
|
Common Stock |
Alec Barclay
|
SVP, Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Feb 2020 |
10,000 |
20,000
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
SVP, Operations |
Sale of securities on an exchange or to another person at price $ 0.82 per share. |
21 Feb 2020 |
5,808 |
46,294
(0%)
|
0%
|
0.8 |
4,763
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.77 per share. |
09 Feb 2020 |
3,200 |
64,802
(0%)
|
0%
|
0.8 |
2,464
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2020 |
5,833 |
68,002
(0%)
|
0%
|
|
-
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2020 |
5,833 |
0
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2020 |
5,833 |
0
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2020 |
5,833 |
59,787
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 0.77 per share. |
09 Feb 2020 |
3,200 |
56,587
(0%)
|
0%
|
0.8 |
2,464
|
Common Stock |
John McDonough
|
None |
Sale of securities on an exchange or to another person at price $ 1.15 per share. |
23 Jan 2020 |
57,417 |
512,868
(1%)
|
0%
|
1.2 |
66,030
|
Common Stock |
John McDonough
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Jan 2020 |
100,000 |
570,285
(1%)
|
0%
|
|
-
|
Common Stock |
John McDonough
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Jan 2020 |
100,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Jan 2020 |
16,666 |
0
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
None |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2020 |
326,087 |
0
|
-
|
|
-
|
Performance Restricted Stock Units |
John McDonough
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Jan 2020 |
16,666 |
470,285
(0%)
|
0%
|
|
-
|
Common Stock |
David B. Elsbree
|
None |
Sale of securities on an exchange or to another person at price $ 1.16 per share. |
03 Jan 2020 |
5,316 |
91,081
(0%)
|
0%
|
1.2 |
6,167
|
Common Stock |
Adrian M. Jones
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
34,188 |
4,270,641
(8%)
|
0%
|
|
0
|
Common Stock |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2020 |
13,289 |
13,289
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2020 |
34,188 |
34,188
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2020 |
13,289 |
96,397
(0%)
|
0%
|
|
-
|
Common Stock |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2020 |
13,289 |
13,289
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2020 |
34,188 |
34,188
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2020 |
13,289 |
50
(0%)
|
0%
|
|
-
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John M. Sprague
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alec Barclay
|
SVP, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alec Barclay
|
SVP, Operations |
Sale of securities on an exchange or to another person at price $ 2.92 per share. |
10 Sep 2019 |
4,210 |
42,102
(0%)
|
0%
|
2.9 |
12,293
|
Common Stock |
Alec Barclay
|
SVP, Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Sep 2019 |
10,000 |
46,312
(0%)
|
0%
|
|
-
|
Common Stock |
David B. Elsbree
|
None |
Sale of securities on an exchange or to another person at price $ 1.44 per share. |
11 Jun 2019 |
3,600 |
83,108
(0%)
|
0%
|
1.4 |
5,184
|
Common Stock |
John W. Cumming
|
None |
Sale of securities on an exchange or to another person at price $ 1.43 per share. |
11 Jun 2019 |
3,420 |
23,580
(0%)
|
0%
|
1.4 |
4,891
|
Common Stock |
Stanley N. Lapidus
|
None |
Sale of securities on an exchange or to another person at price $ 1.44 per share. |
11 Jun 2019 |
9,000 |
53,010
(0%)
|
0%
|
1.4 |
12,960
|
Common Stock |
Michael J. Cima
|
None |
Sale of securities on an exchange or to another person at price $ 1.43 per share. |
11 Jun 2019 |
3,240 |
213,178
(0%)
|
0%
|
1.4 |
4,633
|
Common Stock |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
86,708
(0%)
|
0%
|
|
-
|
Common Stock |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John W. Cumming
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
27,000
(0%)
|
0%
|
|
-
|
Common Stock |
John W. Cumming
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John W. Cumming
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
36,708
(0%)
|
0%
|
|
-
|
Common Stock |
Stanley N. Lapidus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
62,010
(0%)
|
0%
|
|
-
|
Common Stock |
Adrian M. Jones
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael J. Cima
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Michael J. Cima
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2019 |
9,000 |
216,418
(0%)
|
0%
|
|
-
|
Common Stock |
Michael J. Cima
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2019 |
22,000 |
22,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
100,000 |
100,000
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
30,000 |
30,000
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
30,000 |
30,000
|
-
|
|
-
|
Restricted Stock Units |
John M. Sprague
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John M. Sprague
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
30,000 |
30,000
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
SVP, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
30,000 |
30,000
|
-
|
|
-
|
Restricted Stock Units |
Alec Barclay
|
SVP, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Feb 2019 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John McDonough
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2019 |
16,666 |
456,354
(0%)
|
0%
|
|
-
|
Common Stock |
John McDonough
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2019 |
16,666 |
16,667
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 3.36 per share. |
09 Feb 2019 |
8,134 |
448,220
(0%)
|
0%
|
3.4 |
27,330
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2019 |
5,834 |
5,833
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 3.36 per share. |
09 Feb 2019 |
3,005 |
69,704
(0%)
|
0%
|
3.4 |
10,097
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2019 |
5,834 |
72,709
(0%)
|
0%
|
|
-
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 3.36 per share. |
09 Feb 2019 |
3,005 |
57,237
(0%)
|
0%
|
3.4 |
10,097
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2019 |
5,834 |
5,833
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Feb 2019 |
5,834 |
60,262
(0%)
|
0%
|
|
-
|
Common Stock |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2019 |
13,289 |
13,289
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2019 |
9,708 |
9,708
|
-
|
|
-
|
Restricted Stock Units |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2019 |
9,708 |
77,708
(0%)
|
0%
|
|
-
|
Common Stock |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2019 |
13,289 |
13,289
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2019 |
9,708 |
27,708
(0%)
|
0%
|
|
-
|
Common Stock |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jan 2019 |
9,708 |
9,708
|
-
|
|
-
|
Restricted Stock Units |
Adrian M. Jones
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2019 |
13,289 |
4,236,453
(8%)
|
0%
|
|
0
|
Common Stock |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.16 per share. |
06 Nov 2018 |
27,058 |
59,058
(0%)
|
0%
|
1.2 |
31,387
|
Common Stock |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Nov 2018 |
27,058 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stanley N. Lapidus
|
None |
Sale of securities on an exchange or to another person at price $ 5.29 per share. |
06 Nov 2018 |
6,048 |
53,010
(0%)
|
0%
|
5.3 |
31,994
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.22 per share. |
20 Sep 2018 |
16,602 |
91,431
(0%)
|
0%
|
3.2 |
53,458
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Sep 2018 |
31,603 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 6.18 per share. |
20 Sep 2018 |
48,205 |
43,226
(0%)
|
0%
|
6.2 |
297,907
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.22 per share. |
20 Sep 2018 |
31,603 |
74,829
(0%)
|
0%
|
3.2 |
101,762
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Sep 2018 |
16,602 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.31 per share. |
18 Sep 2018 |
18,588 |
76,461
(0%)
|
0%
|
1.3 |
24,350
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.16 per share. |
18 Sep 2018 |
14,647 |
57,873
(0%)
|
0%
|
1.2 |
16,991
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 6.14 per share. |
18 Sep 2018 |
14,647 |
128,821
(0%)
|
0%
|
6.1 |
89,933
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 6.20 per share. |
18 Sep 2018 |
37,902 |
43,226
(0%)
|
0%
|
6.2 |
234,992
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.22 per share. |
18 Sep 2018 |
27,499 |
81,128
(0%)
|
0%
|
3.2 |
88,547
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.25 per share. |
18 Sep 2018 |
10,403 |
53,629
(0%)
|
0%
|
2.3 |
23,407
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 6.17 per share. |
18 Sep 2018 |
85,595 |
43,226
(0%)
|
0%
|
6.2 |
528,121
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.25 per share. |
18 Sep 2018 |
1,361 |
143,468
(0%)
|
0%
|
2.2 |
3,062
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.45 per share. |
18 Sep 2018 |
36,235 |
142,107
(0%)
|
0%
|
2.5 |
88,776
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.96 per share. |
18 Sep 2018 |
29,411 |
105,872
(0%)
|
0%
|
2.0 |
57,646
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2018 |
14,647 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2018 |
18,588 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2018 |
29,411 |
0
|
-
|
|
-
|
(Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2018 |
36,235 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2018 |
1,361 |
10,403
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2018 |
10,403 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2018 |
27,499 |
31,603
|
-
|
|
-
|
Stock Option (Right to Buy) |
Alec Barclay
|
SVP, Operations |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.49 per share. |
11 Sep 2018 |
3,522 |
33,633
(0%)
|
0%
|
6.5 |
22,858
|
Common Stock |
Alec Barclay
|
SVP, Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Sep 2018 |
10,000 |
37,155
(0%)
|
0%
|
|
0
|
Common Stock |
Alec Barclay
|
SVP, Operations |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Sep 2018 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Unit |
John McDonough
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. |
20 Jul 2018 |
35,295 |
358,614
(0%)
|
0%
|
6.7 |
237,182
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. |
20 Jul 2018 |
8,721 |
43,226
(0%)
|
0%
|
6.7 |
58,605
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. |
20 Jul 2018 |
7,824 |
42,967
(0%)
|
0%
|
6.7 |
52,577
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. |
20 Jul 2018 |
5,619 |
11,673
(0%)
|
0%
|
6.7 |
37,760
|
Common Stock |
Alec Barclay
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.72 per share. |
20 Jul 2018 |
7,824 |
27,155
(0%)
|
0%
|
6.7 |
52,577
|
Common Stock |
John McDonough
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Jun 2018 |
108,696 |
393,909
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Jun 2018 |
26,847 |
51,947
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Jun 2018 |
24,086 |
50,791
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Sprague
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Jun 2018 |
17,292 |
17,292
(0%)
|
0%
|
|
0
|
Common Stock |
Alec Barclay
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Jun 2018 |
24,086 |
34,979
(0%)
|
0%
|
|
0
|
Common Stock |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2018 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
John W. Cumming
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2018 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2018 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Stanley N. Lapidus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2018 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Michael J. Cima
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2018 |
9,000 |
9,000
|
-
|
|
-
|
Restricted Stock Units |
Adrian M. Jones
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2018 |
9,000 |
4,224,894
(9%)
|
0%
|
|
0
|
Common Stock |
Alec Barclay
|
SVP, Operations |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.53 per share. |
06 Jun 2018 |
4,408 |
10,893
(0%)
|
0%
|
8.5 |
37,600
|
Common Stock |
Alec Barclay
|
SVP, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Jun 2018 |
13,583 |
15,301
(0%)
|
0%
|
|
0
|
Common Stock |
John W. Cumming
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
18,000
(0%)
|
0%
|
|
0
|
Common Stock |
John W. Cumming
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
18,000
(0%)
|
0%
|
|
0
|
Common Stock |
Stanley N. Lapidus
|
None |
Sale of securities on an exchange or to another person at price $ 8.87 per share. |
02 Jun 2018 |
6,000 |
32,000
(0%)
|
0%
|
8.9 |
53,220
|
Common Stock |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
38,000
(0%)
|
0%
|
|
0
|
Common Stock |
Michael J. Cima
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Michael J. Cima
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
02 Jun 2018 |
18,000 |
207,418
(0%)
|
0%
|
|
0
|
Common Stock |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2018 |
18,000 |
68,000
(0%)
|
0%
|
|
0
|
Common Stock |
David B. Elsbree
|
None |
Purchase of securities on an exchange or from another person at price $ 7.65 per share. |
01 Jun 2018 |
4,225 |
10,000
(0%)
|
0%
|
7.6 |
32,321
|
Common Stock |
David B. Elsbree
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2018 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2018 |
434,783 |
434,783
|
-
|
|
-
|
Performance Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2018 |
107,386 |
107,386
|
-
|
|
-
|
Performance Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2018 |
96,344 |
96,344
|
-
|
|
-
|
Performance Restricted Stock Units |
John M. Sprague
|
CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2018 |
69,170 |
69,170
|
-
|
|
-
|
Performance Restricted Stock Units |
Alec Barclay
|
SVP, Operations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2018 |
96,344 |
96,344
|
-
|
|
-
|
Performance Restricted Stock Units |
John McDonough
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2018 |
300,000 |
300,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2018 |
90,000 |
90,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2018 |
90,000 |
90,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John M. Sprague
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2018 |
225,000 |
225,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2018 |
33,130 |
295,964
(0%)
|
0%
|
|
0
|
Common Stock |
John McDonough
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.53 per share. |
09 Feb 2018 |
10,751 |
285,213
(0%)
|
0%
|
8.5 |
91,706
|
Common Stock |
John McDonough
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 4.28 per share. |
09 Feb 2018 |
6,292 |
262,834
(0%)
|
0%
|
4.3 |
26,930
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.53 per share. |
09 Feb 2018 |
5,312 |
25,100
(0%)
|
0%
|
8.5 |
45,311
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2018 |
16,370 |
30,412
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 4.28 per share. |
09 Feb 2018 |
2,202 |
14,042
(0%)
|
0%
|
4.3 |
9,425
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 4.28 per share. |
09 Feb 2018 |
2,202 |
16,911
(0%)
|
0%
|
4.3 |
9,425
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.53 per share. |
09 Feb 2018 |
4,705 |
26,705
(0%)
|
0%
|
8.5 |
40,134
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2018 |
14,499 |
31,410
(0%)
|
0%
|
|
0
|
Common Stock |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2018 |
9,708 |
9,708
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2018 |
9,708 |
9,708
|
-
|
|
-
|
Restricted Stock Units |
Adrian M. Jones
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Dec 2017 |
9,708 |
4,214,164
(11%)
|
0%
|
|
0
|
Common Stock |
John McDonough
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 3.35 per share. |
30 Nov 2017 |
4,895 |
449,131
(1%)
|
0%
|
3.3 |
16,398
|
Common Stock |
John McDonough
|
Director, President & CEO |
Sale of securities on an exchange or to another person at price $ 3.47 per share. |
30 Nov 2017 |
9,443 |
439,688
(0%)
|
0%
|
3.5 |
32,767
|
Common Stock |
John McDonough
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
47,423 |
0
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
47,422 |
0
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
47,423 |
406,604
(1%)
|
0%
|
|
0
|
Common Stock |
John McDonough
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
47,422 |
454,026
(1%)
|
0%
|
|
0
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 3.35 per share. |
30 Nov 2017 |
2,166 |
71,060
(0%)
|
0%
|
3.3 |
7,256
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 3.47 per share. |
30 Nov 2017 |
4,185 |
66,875
(0%)
|
0%
|
3.5 |
14,522
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
15,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
15,000 |
0
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
15,000 |
58,226
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
15,000 |
73,226
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
6,500 |
50,687
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 3.47 per share. |
30 Nov 2017 |
1,820 |
54,428
(0%)
|
0%
|
3.5 |
6,315
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
6,500 |
0
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
6,500 |
0
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Nov 2017 |
6,500 |
57,187
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Sale of securities on an exchange or to another person at price $ 3.35 per share. |
30 Nov 2017 |
939 |
56,248
(0%)
|
0%
|
3.4 |
3,146
|
Common Stock |
David B. Elsbree
|
None |
Purchase of securities on an exchange or from another person at price $ 4.11 per share. |
16 Nov 2017 |
1,500 |
5,775
(0%)
|
0%
|
4.1 |
6,165
|
Common Stock |
Darlene M. Deptula-Hicks
|
SVP & Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 3.58 per share. |
06 Jun 2017 |
4,000 |
4,000
(0%)
|
0%
|
3.6 |
14,320
|
Common Stock |
David B. Elsbree
|
None |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
06 Jun 2017 |
10,000 |
50,000
(0%)
|
0%
|
3.5 |
35,000
|
Common Stock |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jun 2017 |
20,000 |
27,058
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stanley N. Lapidus
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.16 per share. |
06 Jun 2017 |
20,000 |
20,000
(0%)
|
0%
|
1.2 |
23,200
|
Common Stock |
John McDonough
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jun 2017 |
11,729 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John McDonough
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.96 per share. |
06 Jun 2017 |
21,465 |
247,353
(0%)
|
0%
|
2.0 |
42,071
|
Common Stock |
John McDonough
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.16 per share. |
06 Jun 2017 |
11,729 |
225,888
(0%)
|
0%
|
1.2 |
13,606
|
Common Stock |
John McDonough
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.16 per share. |
06 Jun 2017 |
16,806 |
214,159
(0%)
|
0%
|
1.2 |
19,495
|
Common Stock |
John McDonough
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jun 2017 |
21,465 |
106,025
|
-
|
|
-
|
Stock Option (Right to Buy) |
John McDonough
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jun 2017 |
16,806 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.16 per share. |
06 Jun 2017 |
4,000 |
10,411
(0%)
|
0%
|
1.2 |
4,640
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jun 2017 |
4,000 |
14,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael J. Cima
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jun 2017 |
5,000 |
53,823
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael J. Cima
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.96 per share. |
06 Jun 2017 |
5,000 |
189,418
(0%)
|
0%
|
2.0 |
9,800
|
Common Stock |
Michael Terrence Gibbs
|
General Counsel |
Purchase of securities on an exchange or from another person at price $ 3.51 per share. |
06 Jun 2017 |
1,000 |
10,431
(0%)
|
0%
|
3.5 |
3,510
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.48 per share. |
06 Jun 2017 |
3,000 |
4,667
(0%)
|
0%
|
0.5 |
1,440
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Jun 2017 |
3,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
06 Jun 2017 |
1,000 |
5,667
(0%)
|
0%
|
3.5 |
3,500
|
Common Stock |
Joanne Spadoro
|
Chief Operations Officer |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
06 Jun 2017 |
5,000 |
5,589
(0%)
|
0%
|
3.5 |
17,500
|
Common Stock |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jun 2017 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
John W. Cumming
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jun 2017 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jun 2017 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Stanley N. Lapidus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jun 2017 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Michael J. Cima
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jun 2017 |
18,000 |
18,000
|
-
|
|
-
|
Restricted Stock Units |
Adrian M. Jones
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2017 |
18,000 |
4,175,240
(13%)
|
0%
|
|
0
|
Common Stock |
Michael J. Cima
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 May 2017 |
1,400 |
184,418
(0%)
|
0%
|
|
0
|
Common Stock |
Darlene M. Deptula-Hicks
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 May 2017 |
175,000 |
175,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David B. Elsbree
|
None |
Purchase of securities on an exchange or from another person at price $ 5.97 per share. |
15 Mar 2017 |
10,000 |
40,000
(0%)
|
0%
|
6.0 |
59,700
|
Common Stock |
David P. Harding
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
David P. Harding
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
50,000 |
50,000
|
-
|
|
-
|
Restricted Stock Units |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
Shawn Lynch
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
Shawn Lynch
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joanne Spadoro
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
17,500 |
17,500
|
-
|
|
-
|
Restricted Stock Units |
Joanne Spadoro
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Feb 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2016 |
94,845 |
94,845
|
-
|
|
-
|
Restricted Stock Units |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2016 |
30,000 |
30,000
|
-
|
|
-
|
Restricted Stock Units |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2016 |
13,000 |
13,000
|
-
|
|
-
|
Restricted Stock Units |
Rahul Dhanda
|
SVP of Corporate Development |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Nov 2016 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Units |
Seymour E. Liebman
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Sep 2016 |
66,176 |
66,176
|
-
|
|
-
|
Stock Option (right to buy) |
Joanne Spadoro
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Sep 2016 |
146,600 |
146,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
30 Jun 2016 |
3,589 |
0
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2016 |
3,589 |
3,589
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2016 |
3,589 |
31,705
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stanley N. Lapidus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2016 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
John W. Cumming
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2016 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry W. Wilcox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2016 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2016 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joshua H. Bilenker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2016 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael J. Cima
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2016 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shawn Lynch
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 May 2016 |
146,600 |
146,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
16 Mar 2016 |
4,647 |
0
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2016 |
4,647 |
4,647
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2016 |
2,941 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
16 Mar 2016 |
2,941 |
0
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2016 |
4,647 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Mar 2016 |
2,941 |
2,941
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
15 Mar 2016 |
13,770 |
0
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Mar 2016 |
13,770 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Mar 2016 |
13,770 |
13,770
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
14 Mar 2016 |
2,700 |
0
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2016 |
2,700 |
2,700
|
-
|
|
-
|
Common Stock |
Rahul Dhanda
|
SVP of Corporate Development |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Mar 2016 |
2,700 |
13,770
|
-
|
|
-
|
Stock Option (Right to Buy) |
Adrian M. Jones
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Mar 2016 |
66,176 |
66,176
|
-
|
|
-
|
Non-Qualified Stock Option (Right to Buy) |
John McDonough
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2016 |
133,334 |
133,334
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sarah O. Kalil
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2016 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2016 |
58,800 |
58,800
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael A. Pfaller
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael Terrence Gibbs
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2016 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Andrew N. Schiff
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Dec 2015 |
307,692 |
2,830,992
|
-
|
|
-
|
Common Stock |
David B. Elsbree
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
09 Dec 2015 |
22,222 |
27,778
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David B. Elsbree
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
09 Dec 2015 |
7,189 |
8,987
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David B. Elsbree
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
09 Dec 2015 |
5,882 |
11,765
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David B. Elsbree
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Dec 2015 |
10,000 |
30,000
|
-
|
|
-
|
Common Stock |
Thomas J. Carella
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
08 Dec 2015 |
700,000 |
4,157,240
|
-
|
|
-
|
Common Stock |
David P. Harding
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Oct 2015 |
146,600 |
146,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
2,000 |
36,235
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Aug 2015 |
2,000 |
6,411
|
-
|
|
-
|
Common Stock |
David B. Elsbree
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Aug 2015 |
75 |
4,275
|
-
|
|
-
|
Common Stock |
Michael J. Cima
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Aug 2015 |
1,000 |
183,018
|
-
|
|
-
|
Common Stock |
Maurice L. Castonguay
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2015 |
146,000 |
146,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Jul 2015 |
2,000 |
18,588
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Jul 2015 |
2,000 |
6,411
|
-
|
|
-
|
Common Stock |
Thomas J. Lowery
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
10 Jul 2015 |
2,000 |
4,411
|
-
|
|
-
|
Common Stock |
Stanley N. Lapidus
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2015 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
John W. Cumming
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2015 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry W. Wilcox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2015 |
17,647 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David B. Elsbree
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2015 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Carella
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2015 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Joshua H. Bilenker
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2015 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael J. Cima
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2015 |
17,647 |
17,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Jun 2015 |
1,000 |
18,647
|
-
|
|
-
|
Stock Option (Right to Buy) |
Thomas J. Lowery
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Jun 2015 |
1,000 |
5,411
|
-
|
|
-
|
Common Stock |